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Nashville Insider Trading Attorney

Fighting Against Insider Trading Charges in Tennessee 

At May & McKinney, PLLC, we are your trusted partner in navigating Tennessee's complex world of insider trading. Our team of Nashville insider trading lawyers is here to protect your interests, whether you're facing allegations of insider trading or need guidance to ensure compliance.

Call May & McKinney, PLLC today at (615) 265-6383 or contact us online to schedule a consultation with our insider trading lawyer in Nashville.

What is Insider Trading?

Insider trading is considered a white-collar crime when individuals with access to non-public, material information about a company use that information to trade securities, such as stocks or bonds, for their gain or provide it to others for financial benefit. This practice undermines the integrity of financial markets and erodes investor confidence. It's essential to understand that insider trading can take various forms, including:

  • Trading on Material Non-Public Information: This is the most common form of insider trading, where an individual buys or sells securities based on confidential information not yet disclosed to the public.
  • Tipping: When an insider provides confidential information to someone else who then trades on that information, they can also be held liable for insider trading.
  • Misappropriation: This occurs when someone misappropriates non-public information and uses it for trading, even if they are not directly associated with the company in question.

What are the Penalties for Insider Trading in Tennessee?

Insider trading is taken seriously at both the federal and state levels. In Tennessee, penalties for insider trading can be severe and may include:

  • Criminal Charges: Those convicted of insider trading can face criminal charges that may result in imprisonment, substantial fines, or both. The severity of the penalties often depends on the scale of the illegal trading and the financial impact on the market.
  • Civil Penalties: The Securities and Exchange Commission (SEC) can impose civil penalties, including fines, disgorgement of profits, and injunctions against further violations.
  • Professional Consequences: Insider trading convictions can lead to the revocation of professional licenses, such as stockbroker licenses or licenses to practice law.
  • Reputation Damage: Being accused or convicted of insider trading can severely damage your personal and professional reputation, making it challenging to rebuild trust.
  • Victim Restitution: Courts may order individuals found guilty of insider trading to pay restitution to victims who suffered financial losses due to their actions.

Defenses Against Insider Trading Charges

Some common defenses against insider trader charges may include:

  • Lack of Materiality: Proving that the information you possessed was not material, meaning it would not have significantly affected a reasonable investor's decision, can be a valid defense.
  • Lack of Intent: Demonstrating that you did not have the intent to commit insider trading can be a persuasive defense. This can be challenging for the prosecution to provide proof beyond a reasonable doubt.
  • Public Information: If the information you traded on was already in the public domain, you may have a valid defense. Insider trading laws apply to non-public information.
  • Procedural Errors: Challenging the legality of the investigation or arrest procedures may result in evidence being excluded from the case.
  • Mistaken Identity: It can be a powerful defense if you can prove that you were not responsible for the alleged insider trading.

Contact Our Insider Trading Attorney in Nashville Today

Navigating insider trading allegations or investigations requires experienced legal representation. At May & McKinney, PLLC, we are committed to providing comprehensive legal counsel and representation. Our Nashville insider trading attorneys are ready to advocate, protect your rights, and work toward the best possible resolution for your case. Your financial well-being and standing are at stake, and we are here to help you every step of the way.

Contact May & McKinney, PLLC today to get started with our Nashville insider trading attorney.

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At May McKinney, your satisfaction is our priority! See for yourself what our clients have to say about working with us.

    "Mr. McKinney is listed with Super Layers for a reason!"
    In the darkest and most ashamed moment of my life, Mr. McKinney with all of his kindness, encouragement, and unsurpassed knowledge for the Tennessee law was by my side. I am nearly 60 years old and never had a conflict in my life, let alone one that involved an uncontrollable emotional reaction, that resulted in a physical altercation. Yet under the influence of prescribed drugs for insomnia, anxiety management, and alcohol, I made a grave mistake which resulted in Class C Aggravated Assault Felony Charge. To complicate matters, I am not a resident of Tennessee. It goes without saying that Mr. McKinney has earned the utmost respect as a top tier lawyer from the Tennessee court system. He was able to professionally articulate my case to the court, emphasizing that I risk losing employment, showed that I voluntarily turned myself in, and that I was a first-time offender. The court listened to him and as a result he was able to negotiate terms that far exceeded my expectations. I spent a lot of time between my arrest and court appearance researching the standard outcomes for an aggravated assault charge in the State of Tennessee, and based on what I read, I expected the worst judgement to be passed down. Mr. McKinney however worked with the court system to not impose jailtime and an opportunity to have the charges expunged from my record. I know that I will forever be ashamed and grieve over the event, but he was able to provide me with the opportunity to work the rest of my life making this right to the victim, my family, and others that were emotionally impacted. Mr. McKinney is worth his weight in gold. He knows the law. He is respected. He is highly skilled as a lawyer. He is the very best. I only wish I met and got to know of him under better circumstances.
    - SB
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    You were an answered prayer and restored my faith. The negatives and hardships I went through along the way have made me a stronger and wiser woman.
    - Laura
    "So grateful"
    Can't say enough good things about Rob and his team. I have used him on 2 or 3 occasions in different areas of law, He provided us with a caring , comforting atmosphere and explained all aspects of the steps necessary to achieve our desired outcome. Will highly recommend Mr. McKinney in whatever aspect of what the problem is . You will not regret it.
    - Donna Pearson
    "Held my hand every step of the way in one of the most horrible times in my life."
    There are no words to express how grateful I am to Rob McKinney. He was there for me when I was confronted with a very difficult time in my life. Rob fought long and hard to prove the good of my situation. His team was behind me every step of the way during the long drawn out time frame. Rob never gave up on me and made me feel cared about through every obstacle we faced. I am very confident that he is now someone who I can call "a Friend" for life. The best word to use in description of Rob is AWESOME!
    - Barbara N.
    "Incredibly helpful"
    This was my first experience ever being accused of a crime and I was very nervous and scared. Rob and his staff were incredibly helpful, answering all of my questions and putting my mind at ease throughout the process. In the end, we were able to get everything dismissed successfully. Although in the grand scheme, my case was a relatively minor one, Rob always was there to help and it was clear that his knowledge and experience would be hard to find anywhere else. I would absolutely recommend Rob and his team to anyone looking for a defense attorney.
    - SA
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    I feel very blessed and appreciative for your kindness.
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    Best lawyer have known will not quit will fight all the way!
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    There are precious times in our lives when we are blessed with people who make a difference.
    - Nathan
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